New York regulator seeks $630m penalty from Habib Bank
Pakistan’s largest lender challenges DFS over claims of compliance failures View post: New York regulator seeks $630m penalty from Habib Bank
View ArticleBig investors take aim at banks over climate change risk
Investment managers write to chief executives about compliance with Paris accord The rest is here: Big investors take aim at banks over climate change risk
View ArticleA Better View
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017 Go here to see the original: A Better View
View ArticleFCA statement on the Work Plan for ESMA opinions on pre-trade transparency...
Pre-trade transparency waivers On 28 September 2017, ESMA issued a public statement regarding the joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers. The statement...
View ArticleIMF calls on China banks to boost capital after credit boom
Stress tests show most lenders under-capitalised despite compliance with Basel III Here is the original post: IMF calls on China banks to boost capital after credit boom
View ArticleOutlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. Go here to read the rest: Outlining the FCA’s approach to...
View ArticleChina’s WeChat weighs banker-friendly messaging
Service aimed at letting global bankers do bond trades without compliance breach View post: China’s WeChat weighs banker-friendly messaging
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